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Mary Kay mildred Kotschevar

Cetera Investment Services LLC

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About Mary Kay mildred Kotschevar

Mary Kotschevar is a registered representative with Cetera Investment Services LLC. Mary has been in the industry since 1988 and has held the Series 7, Series 99TO and SIE licenses. Mary is located at the Cetera Investment Services LLC branch office in ST CLOUD, MN.

Firm Information

Mary Kotschevar is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Kotschevar’s Registration & Firm History

MN

05/25/1988 - Present

Cetera Investment Services LLC (ST CLOUD MN)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Kay mildred Kotschevar.
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