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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary kay? Claim Your ProfileMary kay Hermann is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Monroe, Connecticut. Mary kay has been in the industry for over 35 years. She specializes in a range of financial planning services including retirement planning, investment management, and estate planning. Mary kay works with both individuals and families to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
09/24/2012 - Present
Raymond James Financial Services Advisors, Inc. (MONROE CT)
FL
05/20/1993 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
05/26/1992 - 05/21/1993
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NA
01/02/1991 - 05/26/1992
UNITED PACIFIC FINANCIAL SERVICES, INC.
WI
09/24/1985 - 12/31/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 03/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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