Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Kathryn Simonson has been in the financial industry since 1993 and is currently registered with Cadaret, Grant & Co., Inc., Western International Securities, Inc., Cuso Financial Services, LP, Next Financial Group, Inc., SCF Securities, Inc. and Sorrento Pacific Financial, LLC. Mary Kathryn's experience includes working at several other firms in the past and currently provides financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/05/2023 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
CT
04/06/2022 - 02/01/2023
FENNEL (Greenwich CT)
GA
05/30/2012 - 01/27/2020
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/30/2012 - 01/27/2020
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
09/16/2010 - 01/27/2020
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
WA
04/12/2010 - 09/07/2010
PRIMEVEST FINANCIAL SERVICES, INC. (OLYMPIA WA)
CA
02/09/2009 - 03/16/2009
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
OR
11/05/2004 - 02/01/2007
WM FINANCIAL SERVICES, INC. (SALEM OR)
CA
07/14/1997 - 10/12/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
07/28/1999 - 02/14/2003
WM FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NY
02/13/2002 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
CA
11/12/1997 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
07/03/1997 - 08/20/1997
COMPOSITE FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CA
07/17/1996 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
NA
07/27/1994 - 08/23/1995
CHEMICAL INVESTMENT SERVICES CORP.
NY
03/02/1994 - 07/25/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
07/31/1993 - 03/07/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
09/11/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/12/1989 - 10/19/1989
ALISON, BAER SECURITIES INC.
NA
08/24/1988 - 01/09/1989
GUARDIAN INTERNATIONAL SECURITIES CORP.
NA
08/21/1984 - 07/15/1988
GREENTREE SECURITIES CORP.
BC
Issued 05/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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