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Mary kathryn Rogan

PNC Capital Markets LLC

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About Mary kathryn Rogan

Mary kathryn Rogan is a financial professional with over 10 years of experience in the industry. Mary kathryn has a Series 63, Series 52, and SIE licenses. Mary kathryn is currently registered with PNC Capital Markets LLC, a firm with a strong reputation in the financial services industry. Previously, Mary kathryn was with Janney Montgomery Scott LLC, and is licensed in 26 states.

Firm Information

Mary kathryn Rogan is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary kathryn Rogan’s Registration & Firm History

PA

10/25/2019 - Present

PNC Capital Markets LLC (PHILADELPHIA PA)

PA

10/21/2013 - 10/08/2019

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 02/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2013

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary kathryn Rogan.
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