Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Kathryn Renn is a registered representative with Wells Fargo Securities, LLC. Mary Kathryn has been in the securities industry since 1998. Mary Kathryn's current registration began in 2009. Mary Kathryn has held previous registrations with Wells Fargo Brokerage Services, LLC, North American Capital Markets, LLC, Piper Jaffray & Co. and Everen Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
11/06/2009 - Present
Wells Fargo Securities, LLC (MINNEAPOLIS MN)
MN
08/17/2007 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
10/25/2006 - 06/29/2007
NORTH AMERICAN CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
10/30/2002 - 10/30/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MO
12/14/1995 - 10/13/1997
EVEREN SECURITIES, INC. (ST. LOUIS MO)
MN
02/12/1993 - 11/21/1995
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
BOTH
Issued 10/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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