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Mary Kathryn Lockwood

Paragon Private Wealth Management LLC

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About Mary Kathryn Lockwood

Mary Kathryn Lockwood is a financial advisor with Paragon Private Wealth Management LLC. Mary has over 15 years of experience in the financial services industry. Mary has a Series 7, Series 63, Series 66, and Series 24 license. Mary specializes in working with high net worth individuals, families, and other individuals. Mary is committed to providing her clients with personalized financial advice to help them achieve their financial goals. Mary was previously employed with MORGAN STANLEY, and SCOTTRADE, INC. Mary has a passion for helping clients achieve their financial goals and is committed to providing personalized financial advice.

Firm Information

Mary Lockwood is currently registered with Paragon Private Wealth Management LLC. Paragon Private Wealth Management LLC is a Kentucky-based registered investment advisor with over $283 million in regulatory assets under management. The firm provides financial planning and portfolio management services to high-net-worth individuals, families, trusts, and other clients. They specialize in personalized wealth management strategies tailored to meet each client's specific needs and goals.
Paragon Private Wealth Management LLC

300 WEST VINE STREET

LEXINGTON, KY 40507

$283.04M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mary Lockwood’s Registration & Firm History

KY

01/18/2024 - Present

Paragon Private Wealth Management LLC (LEXINGTON KY)

KY

05/14/2013 - 02/10/2020

MORGAN STANLEY (LEXINGTON KY)

KY

09/27/2006 - 04/22/2013

SCOTTRADE, INC. (LEXINGTON KY)

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Licenses & Designations

BOTH

Issued 05/30/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2010

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mary Kathryn Lockwood.
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