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Mary Kathryn Duke

Kestra Investment Services, LLC

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About Mary Kathryn Duke

Mary Kathryn Duke is a financial advisor at Kestra Investment Services, LLC. Mary Kathryn has been in the financial services industry since May 2023. Prior to joining Kestra, Mary Kathryn worked at Edward Jones. Mary Kathryn is licensed to sell securities in Georgia. Mary Kathryn has passed the Series 7, Series 66, and SIE exams.

Firm Information

Mary Duke is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Duke’s Registration & Firm History

GA

06/14/2023 - Present

Kestra Investment Services, LLC (Perry GA)

GA

05/25/2023 - 06/16/2023

EDWARD JONES (PERRY GA)

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Licenses & Designations

BC

Issued 05/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/23/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Mary Kathryn Duke. Review regulatory record here.
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