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Mary Kathleen Higham

Metropolitan Capital Investment Banc, Inc.

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About Mary Kathleen Higham

Mary Kathleen Higham is a financial professional with over 10 years of experience in the industry. Mary is currently registered with Metropolitan Capital Investment Banc, Inc. and has previously held positions with COGNIENT SECURITIES, LLC and HS & CO., INC.. Mary has a strong background in securities and investment banking, as evidenced by her licenses, including Series 7, Series 24, Series 63, Series 79TO, and SIE. Mary has experience serving clients in Illinois.

Firm Information

Mary Higham is currently registered with Metropolitan Capital Investment Banc, Inc.. Metropolitan Capital Investment Banc, Inc. is a corporation formed in September 2008. It is registered with the SEC and in all 50 states, as well as the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Higham’s Registration & Firm History

IL

04/12/2017 - Present

Metropolitan Capital Investment Banc, Inc. (CHICAGO IL)

IL

12/06/2011 - 06/26/2015

COGNIENT SECURITIES, LLC (CHICAGO IL)

IL

10/05/2009 - 08/25/2011

HS & CO., INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/29/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Kathleen Higham.
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