Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Kathleen Gregor is a registered representative with DFA Securities LLC. Mary has been in the securities industry since November 12, 2019 and has been registered with DFA Securities LLC since November 13, 2019. Mary is licensed in all 50 states to offer securities products. Mary is a Series 7TO and Series 63 licensee. Mary holds the Securities Industry Essentials (SIE) examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/13/2019 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 12/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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