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Mary Kathleen Flaherty

Focused Alpha, LLC

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About Mary Kathleen Flaherty

Mary Kathleen Flaherty is a registered investment advisor representative with Focused Alpha, LLC based in Denver, CO. Mary is also licensed as a life, accident & health insurance agent. Mary previously worked at CHARLES SCHWAB & CO., INC. Mary has over 10 years of experience in the financial services industry. Mary holds the Series 7, 63, and 66 licenses, and has passed the SIE exam. Mary provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Mary Flaherty is currently registered with Focused Alpha, LLC. Focused Alpha, LLC is an investment advisor based in Denver, Colorado, offering financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage over $306 million in assets for approximately 816 clients. Their services cater to both high-net-worth individuals and individuals other than high-net-worth, including state and municipal government entities. The firm has 3 licensed agents and 4 investment advisor representatives.
Focused Alpha, LLC

1401 LAWRENCE STREET

DENVER, CO 80202

$306.77M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mary Flaherty’s Registration & Firm History

CO

04/25/2022 - Present

Focused Alpha, LLC (DENVER CO)

CO

05/15/2012 - 06/21/2021

CHARLES SCHWAB & CO., INC. (Denver CO)

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Licenses & Designations

BOTH

Issued 03/21/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/18/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mary Kathleen Flaherty.
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