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Mary Kathleen Croff

Northwestern Mutual Investment Services, LLC

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About Mary Kathleen Croff

Mary Croff is a financial advisor who has been in the industry since March 30, 2000. Mary is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since March 19, 2001. Previously, Mary worked for American Express Financial Advisors Inc. and IDS Life Insurance Company in Minneapolis, Minnesota. Mary holds licenses in 15 states, including Alabama, Alaska, Arizona, California, Colorado, Florida, Illinois, Indiana, Kentucky, Maine, Michigan, Ohio, South Carolina, Texas, and Wisconsin. Mary is a highly experienced financial advisor with a strong track record of success.

Firm Information

Mary Croff is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mary Croff’s Registration & Firm History

MI

03/19/2001 - Present

Northwestern Mutual Investment Services, LLC (GRAND RAPIDS MI)

MN

11/02/1999 - 10/19/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/02/1999 - 10/19/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 12/03/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Kathleen Croff.
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