Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Kathleen Bell is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mary has been in the industry since February 1, 1987. Mary has a Series 3, 7, 9, 10, 63 and 65 licenses. Mary is also registered as a broker in 53 states. Mary has been with Merrill Lynch, Pierce, Fenner & Smith Incorporated since November 2010. Previously, Mary was registered with BANC OF AMERICA SECURITIES LLC, DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC., and DREXEL BURNHAM LAMBERT INCORPORATED. Mary has 53 approved state registrations and 5 approved state investment advisor registrations. Mary also has experience with insurance companies, charitable organizations, high net worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high net worth individuals. Mary specializes in portfolio management for businesses and individuals. Mary is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/12/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NASHVILLE TN)
NY
03/20/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NA
07/25/1987 - 03/14/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
06/25/1986 - 03/14/1990
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 9/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/7/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/13/1994
Series 3 - National Commodity Futures Examination
BC
Issued 6/21/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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