Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Katheryn Williams is a financial professional with over 40 years of experience in the industry. Mary is currently registered with Hilltop Securities Inc. and is licensed in seven states: California, Florida, Hawaii, Massachusetts, Mississippi, Ohio, and Texas. Mary specializes in providing financial planning, educational seminars, and portfolio management for individuals and businesses. Mary is also a registered Municipal Advisor Representative and holds the Series 7, Series 50, SIE, and Series 79TO licenses. Prior to joining Hilltop Securities Inc., Mary was with FIRST SOUTHWEST COMPANY, LLC for over 30 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/22/2016 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
01/19/1983 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
BC
Issued 09/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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