Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Katheryn Gaunt is a financial advisor who has been working in the industry since 2004. She is currently registered with World Equity Group, Inc. and previously worked at THE LEADERS GROUP, INC., AIG CAPITAL SERVICES, INC., INFINEX INVESTMENTS, INC., SIGMA FINANCIAL CORPORATION, FINACORP SECURITIES, JOHN HANCOCK DISTRIBUTORS LLC, ESSEX NATIONAL SECURITIES, INC., and SIMMERS CAPITAL MANAGEMENT CORPORATION. Mary holds the Series 6, 7, 24, 63 and SIE licenses. She is registered in California, Colorado, Michigan, North Carolina, Oregon and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MT
01/04/2024 - Present
World Equity Group, Inc. (Bozeman MT)
CO
04/26/2018 - 12/31/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
NJ
07/17/2013 - 06/06/2016
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
04/05/2013 - 07/18/2013
INFINEX INVESTMENTS, INC. (MERIDEN CT)
MI
07/23/2010 - 09/18/2012
SIGMA FINANCIAL CORPORATION (HOWELL MI)
CA
05/24/2010 - 06/07/2010
FINACORP SECURITIES (IRVINE CA)
MA
05/31/2005 - 04/24/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
04/24/2001 - 03/07/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
AZ
10/15/1999 - 03/16/2000
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BC
Issued 10/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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