Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Katherine Sullivan is a registered representative with Purshe Kaplan Sterling Investments. Mary Katherine has been in the securities industry since January 2, 2017. Mary Katherine has a Series 7, Series 63 and SIE. Mary Katherine is licensed in New Jersey. Mary Katherine was previously registered with Hennion & Walsh, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/25/2020 - Present
Purshe Kaplan Sterling Investments (Parsippany NJ)
NJ
08/31/2016 - 02/20/2020
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 10/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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