Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Katherine Stiegelbauer fortuna is a financial advisor with over 30 years of experience in the industry. Currently, Mary Katherine is registered with Janney Montgomery Scott LLC and is licensed in Connecticut, Florida, New Jersey, New York, and Pennsylvania. Mary Katherine was previously affiliated with Hedge Fund Capital Partners, LLC, Round Hill Securities, Inc., Prudential Securities Incorporated, Lehman Brothers Inc., and E. F. Hutton & Company Inc. Mary Katherine specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
06/22/2011 - Present
Janney Montgomery Scott LLC (GARDEN CITY NY)
NY
06/16/2005 - 06/03/2011
HEDGE FUND CAPITAL PARTNERS, LLC (LOCUST VALLEY NY)
CA
03/31/2003 - 12/16/2003
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
07/26/1991 - 03/25/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/31/1989 - 07/19/1991
LEHMAN BROTHERS INC.
NY
04/11/1988 - 07/19/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/19/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 09/14/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1995
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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