Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Katherine O brien is a registered representative with Northwestern Mutual Investment Services, LLC. Mary has been in the industry since 2023 and is currently registered with the state of Alabama. Mary holds Series 7TO, Series 63, and SIE licenses. Northwestern Mutual Investment Services, LLC is a firm that offers investment advisory services including investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
12/21/2023 - Present
Northwestern Mutual Investment Services, LLC (HUNTSVILLE AL)
BC
Issued 03/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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