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Mary Katherine Guy

State Street Global Advisors Funds Distributors, LLC

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About Mary Katherine Guy

Mary Katherine Guy is a financial advisor who is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the securities industry since November 9, 2003. Mary Katherine Guy is currently employed by State Street Global Advisors Funds Distributors, LLC and has been with the firm since April 3, 2007. Previously, Mary Katherine Guy was employed by STATE STREET GLOBAL MARKETS, LLC from December 12, 2002, to March 10, 2005, and by BABSON SECURITIES CORPORATION from June 8, 2001, to August 2, 2002. Mary Katherine Guy holds the following licenses: Series 6, Series 7, Series 3, Series 63, and SIE. Mary Katherine Guy is registered in 52 states and the District of Columbia.

Firm Information

Mary Guy is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Guy’s Registration & Firm History

MA

04/03/2007 - Present

State Street Global Advisors Funds Distributors, LLC (Boston MA)

MA

12/12/2002 - 03/10/2005

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

NC

06/08/2001 - 08/02/2002

BABSON SECURITIES CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2012

Series 3 - National Commodity Futures Examination

BC

Issued 03/13/2002

Series 7 - General Securities Representative Examination

BC

Issued 04/23/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Katherine Guy.
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