Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Katharine Radloff is a registered investment advisor representative with Capital Client Group, Inc., located in Los Angeles, CA. Mary has been in the industry since 2013. Mary holds the Series 63, Series 66, Series 7, and SIE licenses. Mary is also registered in California, Connecticut, Florida, Indiana, Massachusetts, New Jersey, New York, and Utah. Before joining Capital Client Group, Inc., Mary was employed by Fidelity Brokerage Services LLC and GWFS EQUITIES, INC. Mary has experience providing investment advice and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
07/27/2023 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CO
03/28/2022 - 04/12/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
FL
07/30/2013 - 03/04/2022
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 05/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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