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Mary Kate Fitzgerald

TD Securities (usa) LLC

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About Mary Kate Fitzgerald

Mary Kate Fitzgerald is a financial professional with over 20 years of experience in the industry. Mary Kate has a strong track record of success in the financial services industry. Mary Kate is currently registered with TD Securities (USA) LLC and holds Series 3, 7, 24, and 63 licenses. Mary Kate has previously worked at TP ICAP Global Markets Americas LLC and BT Securities Corporation. Mary Kate is committed to providing her clients with the highest level of service and expertise.

Firm Information

Mary Fitzgerald is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Fitzgerald’s Registration & Firm History

NY

01/24/2023 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

05/08/2018 - 01/24/2023

TP ICAP GLOBAL MARKETS AMERICAS LLC (NEW YORK NY)

NA

03/23/1992 - 02/03/1993

BT SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 05/18/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/2019

Series 24 - General Securities Principal Examination

BC

Issued 03/28/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mary Kate Fitzgerald.
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