Unclaimed
Mary Kate Fitzgerald is a financial professional with over 20 years of experience in the industry. Mary Kate has a strong track record of success in the financial services industry. Mary Kate is currently registered with TD Securities (USA) LLC and holds Series 3, 7, 24, and 63 licenses. Mary Kate has previously worked at TP ICAP Global Markets Americas LLC and BT Securities Corporation. Mary Kate is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/24/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
05/08/2018 - 01/24/2023
TP ICAP GLOBAL MARKETS AMERICAS LLC (NEW YORK NY)
NA
03/23/1992 - 02/03/1993
BT SECURITIES CORPORATION
BC
Issued 05/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2019
Series 24 - General Securities Principal Examination
BC
Issued 03/28/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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