Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Kaliope Braun is a financial advisor with Chapin, Davis. Mary has over 40 years of experience in the industry. Mary is registered with FINRA and the state of Maryland. Mary specializes in Portfolio management for businesses and individuals, Financial planning and Pension consulting. Mary is also a registered Investment Advisor in Maryland. Mary's previous employers include RAYMOND JAMES FINANCIAL SERVICES, INC., ROBERT THOMAS SECURITIES, INC, THE RIDERWOOD GROUP INCORPORATED, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, THOMSON MCKINNON SECURITIES INC., DEAN WITTER REYNOLDS INC., and E. F. HUTTON & COMPANY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Concessions paid by issuers of securities sold to clients
1
2
MD
04/28/2008 - Present
Chapin, Davis (LUTHERVILLE MD)
MD
01/04/1999 - 04/28/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (LUTHERVILLE MD)
FL
10/07/1994 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MD
04/29/1993 - 10/11/1994
THE RIDERWOOD GROUP INCORPORATED (TOWSON MD)
NY
07/17/1989 - 05/05/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
01/29/1986 - 07/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
04/27/1982 - 01/08/1986
DEAN WITTER REYNOLDS INC.
NA
03/25/1982 - 04/28/1982
E. F. HUTTON & COMPANY INC
NA
10/10/1981 - 02/05/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
IA
Issued 09/06/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 11/08/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 03/26/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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