Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary K. Steiner is a financial advisor currently registered with Raymond James & Associates, Inc. Mary has been in the industry since October 31, 2000. Before joining Raymond James, Mary was employed at Stifel, Nicolaus & Company, Incorporated and Morgan Stanley. Mary holds licenses for both securities and investment advisory services in multiple states. Mary provides financial planning services, portfolio management services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
09/29/2023 - Present
Raymond James & Associates, Inc. (Sioux Falls SD)
SD
03/30/2016 - 09/13/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SIOUX FALLS SD)
SD
06/01/2009 - 04/19/2016
MORGAN STANLEY (SIOUX FALLS SD)
SD
04/05/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SIOUX FALLS SD)
MN
11/01/2000 - 04/12/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 04/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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