Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary K. Setter is an investment advisor representative with Osaic Wealth, Inc., headquartered in Scottsdale, Arizona. Mary K. Setter is a registered investment advisor representative in New York and has been in the industry since June 13, 2014. Prior to joining Osaic Wealth, Inc., Mary K. Setter was previously employed by Securities America, Inc., Northwestern Mutual Investment Services, LLC, 1ST GLOBAL CAPITAL CORP., AXA ADVISORS, LLC, and WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (AMHERST NY)
NY
05/02/2019 - 06/14/2024
SECURITIES AMERICA, INC. (AMHERST NY)
NY
01/08/2018 - 08/15/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BUFFALO NY)
NY
06/14/2016 - 08/10/2017
1ST GLOBAL CAPITAL CORP. (BUFFALO NY)
NY
06/12/2014 - 03/01/2016
AXA ADVISORS, LLC (WILLIAMSVILLE NY)
NY
11/21/2012 - 04/15/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (DEPEW NY)
IA
Issued 03/08/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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