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Mary joanna rose Recio Pili

Rhodes Securities, Inc.

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About Mary joanna rose Recio Pili

Mary joanna rose Pili is a financial advisor with Rhodes Securities, Inc. in Fort Worth, Texas. Mary joanna rose holds the Series 7, Series 66, and SIE licenses. Mary joanna rose has been in the industry since 2020 and is registered with FINRA and the state of Texas. Prior to joining Rhodes Securities, Inc., Mary joanna rose worked at MORGAN STANLEY. Mary joanna rose is dedicated to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Mary joanna rose Pili is currently registered with Rhodes Securities, Inc.. Rhodes Securities, Inc. is a Corporation formed in February 1987. The firm is registered with the SEC and in all 50 states, the District of Columbia, and the Virgin Islands. It has been the subject of 3 Regulatory Events and 1 Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary joanna rose Pili’s Registration & Firm History

TX

05/09/2024 - Present

Rhodes Securities, Inc. (FORT WORTH TX)

TX

10/20/2023 - 05/03/2024

MORGAN STANLEY (Dallas TX)

TX

06/17/2022 - 10/02/2023

RHODES SECURITIES, INC. (FT WORTH TX)

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Licenses & Designations

BOTH

Issued 10/17/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/04/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mary joanna rose Recio Pili. Review regulatory record here.
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