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Mary Joanna Marker

Northwestern Mutual Investment Services, LLC

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About Mary Joanna Marker

Mary Joanna Marker is a financial professional with over 15 years of experience in the industry. Currently, Mary is registered with Northwestern Mutual Investment Services, LLC, and has been a registered representative since 2018. Mary has a broad range of experience and holds several licenses and certifications, including Series 6, 7, 9, 26, 63, and SIE. Mary's previous work experience includes working at Northwestern Mutual Investment Services, LLC.

Firm Information

Mary Marker is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mary Marker’s Registration & Firm History

WI

02/09/2018 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

11/23/2005 - 01/12/2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

01/02/2003 - 07/28/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 04/03/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/10/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 04/10/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Joanna Marker.
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