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Mary Joann Nelson

T. Rowe Price Investment Services, Inc.

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About Mary Joann Nelson

Mary Joann Nelson is a registered representative with T. Rowe Price Investment Services, Inc. Mary Joann has been in the securities industry since 2007 and has been registered with T. Rowe Price since 2007. She is licensed to sell securities in 53 states and the District of Columbia. Mary Joann holds the Series 6, Series 63, Series 6TO and SIE licenses. She is currently working out of the Colorado Springs, CO office.

Firm Information

Mary Nelson is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Nelson’s Registration & Firm History

CO

03/10/2022 - Present

T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)

CO

03/12/2007 - 11/21/2016

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 01/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/2022

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/09/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Joann Nelson.
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