Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Jeannette Lucas is a financial advisor with Prime Capital Financial in Overland Park, Kansas. Mary has over 20 years of experience in the financial services industry. Mary holds Series 7, 9, 10, 24, 31, 63 and 65 licenses. Mary is a Registered Representative and Investment Advisor Representative. Mary's previous employers include UMB Financial Services, Inc. and Cetera Investment Services LLC. Mary specializes in retirement planning, investment management, and financial planning. Mary works with individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
04/26/2022 - Present
Prime Capital Financial (OVERLAND PARK KS)
KS
03/26/2021 - 04/25/2022
CETERA INVESTMENT SERVICES LLC (WICHITA KS)
MO
03/22/2007 - 01/19/2021
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MO
05/20/2005 - 03/26/2007
U.S. BANCORP INVESTMENTS, INC. (FARMINGTON MO)
NY
12/07/2001 - 05/11/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/03/1999 - 10/26/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 03/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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