Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Jennings has been in the financial services industry since 1988. She is a Certified Financial Planner and has been registered with the Securities and Exchange Commission since 2015. She has a strong background in investment advisory services and specializes in portfolio management for individuals and businesses. Jennings is currently a registered representative with First Kentucky Securities Corp., located in Louisville, KY. She has previously worked with U.S. Bancorp Investments, PNC Investments, J.J.B. Hilliard, W.L. Lyons, Inc., PNC Brokerage Corp., PML Securities Company, MetLife Securities Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Commissions for fixed income principal transactions
1
2
KY
11/30/2015 - Present
First Kentucky Securities Corp. (LOUISVILLE KY)
KY
07/13/2010 - 11/03/2015
U.S. BANCORP INVESTMENTS, INC. (LOUISVILLE KY)
KY
01/01/2004 - 07/08/2010
PNC INVESTMENTS (LOUISVILLE KY)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
05/10/1994 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
DE
01/10/1994 - 05/17/1994
PML SECURITIES COMPANY (NEWARK DE)
MA
07/29/1988 - 01/13/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/29/1988 - 01/13/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 09/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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