Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Farrell is a financial professional with over 25 years of experience in the financial industry. Mary is currently registered with J.p. Morgan Securities LLC, and has previously been registered with several other firms, including HSBC Securities (USA) Inc. and Capital One Investment Services LLC. Mary holds several licenses, including Series 7, 63, 66 and 26, and has a diverse background in providing investment advice to a wide range of clients. Mary specializes in providing financial planning, portfolio management, and pension consulting services for individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/24/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
02/08/2007 - 10/03/2013
CAPITAL ONE INVESTMENT SERVICES LLC (NEW YORK NY)
NY
01/01/2005 - 01/17/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/16/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IL
09/18/1996 - 10/11/2002
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NA
08/13/1996 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
WI
10/26/1992 - 09/09/1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
10/26/1992 - 09/09/1993
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 11/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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