Unclaimed
Mary Jane Darby is a financial professional with over 18 years of experience in the industry. Mary Jane is currently registered with Janney Montgomery Scott LLC, a firm with over $85 billion in assets under management. Previously, Mary Jane has worked at Prager & Co., LLC and Ryan, Beck & Co., LLC. Mary Jane holds several licenses and certifications including Series 7, Series 50, Series 52, Series 53, Series 54, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
11/30/2018 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
NY
09/22/2011 - 11/29/2018
PRAGER & CO., LLC (NEW YORK NY)
NJ
02/17/2000 - 09/23/2002
RYAN, BECK & CO., LLC. (FLORHAM PARK NJ)
BC
Issued 09/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 05/30/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/21/2011
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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