Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Wubker is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 20 years of experience in the industry. Mary has been with Merrill Lynch for over 10 years and has previously worked for firms such as MORGAN STANLEY SMITH BARNEY and STIFEL, NICOLAUS & COMPANY, INCORPORATED. She is licensed to provide investment advice in over 30 states. Her expertise spans a range of financial products and services, including investments, retirement planning, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/28/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREEN BAY WI)
WI
07/07/2010 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (GREEN BAY WI)
WI
09/30/2004 - 06/22/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREEN BAY WI)
MO
04/23/2004 - 09/13/2004
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
CA
01/29/2003 - 04/26/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
07/07/2000 - 01/29/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mary Wubker is the right advisor for you? Invested Better is here to help.
