Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary J Swanson is a financial advisor with over 35 years of experience in the financial services industry. Mary has a broad range of experience serving individuals, high-net-worth families, and institutions. Mary is a Registered Representative of Stifel, Nicolaus & Company, Inc., and holds the Series 7, 63, and 65 licenses. Mary has been with Stifel for over 6 years and previously worked at Wells Fargo Advisors, LLC. Mary provides financial planning and investment management services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/08/2018 - Present
Stifel, Nicolaus & Company, Inc. (KANSAS CITY MO)
KS
12/04/2000 - 05/27/2016
WELLS FARGO ADVISORS, LLC (MISSION WOODS KS)
MO
04/17/2000 - 12/01/2000
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NY
03/23/1990 - 04/26/2000
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
07/22/1987 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
IA
Issued 06/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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