Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Herzberg is a financial advisor who has been in the industry since 1977. She currently works for Wells Fargo Advisors Financial Network, LLC and is licensed in Nebraska and Texas. Mary has been a Registered Representative for Wells Fargo Clearing Services, LLC, RBC Dain Rauscher Inc., Dain Rauscher Incorporated, McCarthy, Dunn & Co. and Shearson Lehman Hutton Inc. She has extensive experience in financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Mary is also a co-trustee for H20 Wealth Management LLC's 401K and a trustee for her spouse's trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
10/19/2022 - Present
Wells Fargo Advisors Financial Network, LLC (OMAHA NE)
NE
11/04/2005 - 10/19/2022
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
NY
03/02/1998 - 11/18/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
03/30/1990 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NE
09/09/1988 - 03/29/1990
MCCARTHY, DUNN & CO. (OMAHA NE)
NA
11/16/1983 - 09/28/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/02/1976 - 11/04/1982
FIRST MID-AMERICA INC.
IA
Issued 06/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 3 - National Commodity Futures Examination
BC
Issued 03/27/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 12/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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