Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Goesel is a financial advisor in Lone Tree, Colorado. Mary has been in the industry since June 21, 2004. Mary is currently registered with Charles Schwab & CO., Inc. Mary has also been registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., BACAP DISTRIBUTORS, LLC, and STEPHENS INC. Mary holds the Series 66, Series 10, Series 9, Series 51, Series 24, SIE, and Series 7 licenses. Mary is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
09/13/2021 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
05/04/2017 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHICAGO IL)
IL
06/21/2010 - 04/11/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
MA
10/23/2009 - 04/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
04/02/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
10/03/2003 - 04/27/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
01/01/2003 - 03/29/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
AR
01/02/2003 - 01/01/2003
STEPHENS INC. (LITTLE ROCK AR)
BOTH
Issued 05/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/23/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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