Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Grace Walters is a registered representative with Guggenheim Securities, LLC. Mary Grace has been in the securities industry since 2004. Mary Grace holds Series 7, Series 63, and Series 7TO licenses. Mary Grace is registered in Massachusetts. Mary Grace was previously employed by CITIGROUP GLOBAL MARKETS INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
07/28/2022 - Present
Guggenheim Securities, LLC (Boston MA)
MA
07/26/2004 - 08/31/2021
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
BC
Issued 08/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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