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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary grace? Claim Your ProfileMary grace Lostetter is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Mary grace has over 27 years of experience in the financial services industry and has been registered with the firm since 2018. She has held previous positions at Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mary grace is registered to provide investment advice in North Carolina and South Carolina. She holds Series 7, 63, 65, 66 and 31 licenses. Mary grace specializes in working with individuals, corporations, high-net-worth clients, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/23/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NY
11/10/1995 - 07/07/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/10/1992 - 11/14/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/06/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 07/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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