Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Goldschmidt Wheeler is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Birmingham, Alabama. Mary has been in the financial industry since 2014 and is licensed to provide investment advice in Alabama and several other states. Mary has passed a number of securities exams, including the Series 6, 7, 63 and 65 exams. Mary has prior experience with Bankers Life Securities, Inc. and ProEquities, Inc. Mary provides a range of financial services to individuals, businesses, and institutions. Mary's focus is on developing long-term financial plans for clients and helping them achieve their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
06/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BIRMINGHAM AL)
AL
05/26/2016 - 03/14/2022
BANKERS LIFE SECURITIES, INC. (Huntsville AL)
AL
09/02/2014 - 05/26/2016
PROEQUITIES, INC. (BIRMINGHAM AL)
IA
Issued 08/06/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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