Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary frances? Claim Your ProfileMary frances Ray Ewing is a financial advisor who has been in the industry since 1986. Ewing is registered with Wells Fargo Clearing Services, LLC and has a branch office in Kealakekua, HI. Ewing holds several industry licenses, including the Series 7, Series 63, and Series 65 exams. Prior to joining Wells Fargo, Ewing worked for Morgan Stanley Smith Barney and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
08/07/2018 - Present
Wells Fargo Clearing Services, LLC (KEALAKEKUA HI)
AZ
06/01/2009 - 02/09/2012
MORGAN STANLEY SMITH BARNEY (SCOTTSDALE AZ)
AZ
02/24/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NJ
11/21/1986 - 02/18/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/18/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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