Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Frances Hoppa is a financial advisor currently working with Robert W. Baird & Co. Inc. located in Milwaukee, Wisconsin. Mary Frances has been in the industry since April 17, 1992. Mary Frances has passed the Series 6, 7, 24, 27, 63, 66, SIE, and 99TO exams. In addition to Robert W. Baird & Co. Inc., Mary Frances Hoppa has previously worked for WELLS FARGO FUNDS DISTRIBUTOR, LLC, STRONG INVESTMENTS, INC., GOLDMAN, SACHS & CO., and STRONG FUNDS DISTRIBUTORS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/12/2010 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
NC
04/11/2005 - 12/31/2005
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
WI
04/03/2003 - 04/11/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
NY
11/08/1999 - 04/09/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
WI
03/27/1998 - 10/06/1999
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
NA
05/08/1987 - 07/25/1997
STRONG FUNDS DISTRIBUTORS, INC.
BOTH
Issued 04/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/25/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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