Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Gomez is a financial advisor with over 25 years of experience in the industry. Mary is currently registered with Stifel, Nicolaus & Company, Inc. in Skaneateles, NY. Prior to joining Stifel, Nicolaus & Company, Inc., Mary was registered with Morgan Stanley, Wells Fargo Advisors, LLC and Morgan Stanley Smith Barney. Mary is a Series 3, 7, 63 and 65 licensed professional. Mary holds the SIE designation and is a specialist in providing investment advice and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2017 - Present
Stifel, Nicolaus & Company, Inc. (SKANEATELES NY)
NY
06/01/2012 - 10/24/2017
MORGAN STANLEY (SKANEATELES NY)
NY
05/18/2010 - 06/05/2012
WELLS FARGO ADVISORS, LLC (SYRACUSE NY)
NY
06/01/2009 - 05/28/2010
MORGAN STANLEY SMITH BARNEY (SYRACUSE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SYRACUSE NY)
NY
12/16/1999 - 04/02/2007
MORGAN STANLEY DW INC. (SYRACUSE NY)
NY
06/24/1996 - 12/04/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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