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Mary Ernster

Nylife Securities LLC

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About Mary Ernster

Mary Ernster is a financial professional with over two years of experience in the industry. Mary currently works at Nylife Securities LLC in Johnston, Rhode Island. She has Series 6, 63 and SIE licenses and is registered in 15 states. Mary specializes in Investment Company Products/Variable Contracts.

Firm Information

Mary Ernster is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Ernster’s Registration & Firm History

RI

06/12/2020 - Present

Nylife Securities LLC (JOHNSTON RI)

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Licenses & Designations

BC

Issued 07/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/09/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Ernster.
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