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Mary Ellen Williams

Lieblong & Associates, Inc.

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About Mary Ellen Williams

Mary Ellen Williams is a registered investment advisor representative with Lieblong & Associates, Inc., and has been in the industry since 2002. Mary Ellen Williams holds multiple securities licenses, including Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 79TO, Series 99TO, Series 63, and Series 65. Mary Ellen Williams provides financial advice to high-net-worth individuals, corporations, and pooled investment vehicles.

Firm Information

Mary Williams is currently registered with Lieblong & Associates, Inc.. Lieblong & Associates, Inc. is a corporation formed in 1996 and headquartered in Little Rock, AR. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management, pension consulting, and have a regulatory assets under management (AUM) of $174,237,704. The firm has 1 investment adviser representative, 4 registered representatives, and is registered with the SEC and in 29 states.
Lieblong & Associates, Inc.

10809 EXECUTIVE CENTER DRIVE

LITTLE ROCK, AR 72211

$174.24M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Mary Williams’s Registration & Firm History

AR

06/24/2019 - Present

Lieblong & Associates, Inc. (LITTLE ROCK AR)

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Licenses & Designations

IA

Issued 06/24/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/03/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/10/2021

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

Series 4 - Registered Options Principal Examination

BC

Issued 10/10/2002

Series 24 - General Securities Principal Examination

BC

Issued 05/23/2002

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Ellen Williams.
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