Unclaimed
Mary Ellen Williams is a registered investment advisor representative with Lieblong & Associates, Inc., and has been in the industry since 2002. Mary Ellen Williams holds multiple securities licenses, including Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 79TO, Series 99TO, Series 63, and Series 65. Mary Ellen Williams provides financial advice to high-net-worth individuals, corporations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
06/24/2019 - Present
Lieblong & Associates, Inc. (LITTLE ROCK AR)
IA
Issued 06/24/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/10/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
Series 4 - Registered Options Principal Examination
BC
Issued 10/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/23/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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