Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Schwartz has been an active member of the financial services industry since 1987. Mary is a Certified Financial Planner and has her Series 6, 63, 22, and 65 licenses. Mary is currently a registered representative with Cambridge Investment Research Advisors, Inc. in Fitchburg, Wisconsin. Mary has a strong track record of providing financial advice to individual clients, businesses, and charitable organizations. Mary also offers portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
12/08/2023 - Present
Cambridge Investment Research Advisors, Inc. (Fitchburg WI)
WI
07/21/2006 - 12/08/2023
SYMPHONIC SECURITIES LLC (Fitchburg WI)
WI
07/20/2006 - 12/31/2007
RIM SECURITIES LLC (MADISON WI)
WI
02/04/1987 - 07/25/2006
WADDELL & REED, INC. (WAUKESHA WI)
IA
Issued 05/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/03/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mary Schwartz is the right advisor for you? Invested Better is here to help.
