Unclaimed
Mary Ellen Newman is a financial advisor with Fidelity Brokerage Services LLC. Mary Ellen has over 20 years of experience in the financial services industry. She has been with Fidelity Brokerage Services LLC since 2001. Mary Ellen is registered with the following states: California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, Vermont, and the Virgin Islands. Mary Ellen specializes in providing investment advice to individuals and families. She is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
11/25/2015 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NY
04/01/2010 - 06/10/2015
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
04/07/2014 - 04/21/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/29/2008 - 03/19/2010
NATIONAL FINANCIAL SERVICES LLC (NEW YORK NY)
RI
11/20/2001 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 01/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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