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Mary Ellen Newman

Fidelity Brokerage Services LLC

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About Mary Ellen Newman

Mary Ellen Newman is a financial advisor with Fidelity Brokerage Services LLC. Mary Ellen has over 20 years of experience in the financial services industry. She has been with Fidelity Brokerage Services LLC since 2001. Mary Ellen is registered with the following states: California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, Vermont, and the Virgin Islands. Mary Ellen specializes in providing investment advice to individuals and families. She is also a registered representative with FINRA.

Firm Information

Mary Newman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Newman’s Registration & Firm History

KY

11/25/2015 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

NY

04/01/2010 - 06/10/2015

J.P. MORGAN CLEARING CORP. (NEW YORK NY)

NY

04/07/2014 - 04/21/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

04/29/2008 - 03/19/2010

NATIONAL FINANCIAL SERVICES LLC (NEW YORK NY)

RI

11/20/2001 - 12/07/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/21/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mary Ellen Newman.
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