Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Ellen Murphy is a financial advisor at Wells Fargo Clearing Services, LLC, with over 22 years of experience in the financial industry. Mary Ellen has a broad range of experience, having worked for several firms throughout her career, including Wachovia Securities Financial Network, LLC and Legg Mason Wood Walker, Incorporated. Mary Ellen is a licensed and registered advisor in multiple states, including North Carolina, Texas, and several others. Mary Ellen's specialties include providing financial planning, portfolio management, and investment consulting services to a variety of clients, including individuals, businesses, and charitable organizations. Mary Ellen's commitment to providing personalized, comprehensive financial advice has earned her the trust and respect of her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/18/2011 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
TN
12/20/2007 - 08/04/2008
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (NASHVILLE TN)
NC
09/09/2005 - 11/06/2007
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
MD
05/18/2001 - 09/13/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MN
01/27/2000 - 01/09/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/27/2000 - 01/09/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
01/27/1999 - 05/17/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/27/1999 - 05/17/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/18/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mary Murphy is the right advisor for you? Invested Better is here to help.
