Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Ellen Hakim is a financial advisor at LPL Financial LLC. Mary Ellen has over 20 years of experience in the financial services industry. She is registered with FINRA as a Series 7 and Series 66 representative. She specializes in providing financial planning, portfolio management, and investment advisory services to individuals, corporations, and businesses. Mary Ellen is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
08/24/2022 - Present
LPL Financial LLC (WALTHAM MA)
NY
11/01/2019 - 05/17/2022
LPL FINANCIAL LLC (KINGSTON NY)
NY
05/10/2013 - 11/29/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HIGHLAND NY)
NY
04/18/2008 - 04/22/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (KINGSTON NY)
FL
01/04/1999 - 08/17/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
11/29/1996 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
07/17/1990 - 12/08/1994
SENATE SECURITIES (KINGSTON NY)
CA
03/13/1990 - 07/12/1990
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NY
01/24/1989 - 08/03/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 08/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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