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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary ellen? Claim Your ProfileMary ellen Fitzpatrick is a financial advisor with Wells Fargo Clearing Services, LLC. Mary ellen has been in the financial industry since January 25, 1988 and is currently registered as a registered representative in Texas and Virginia. Mary ellen is a seasoned professional with experience at a variety of firms including Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., SunTrust Equitable Securities and Crestar Securities Corporation. Mary ellen specializes in providing financial planning, investment management, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Mary ellen holds the Series 6, 7, 31, and 65 licenses as well as the SIE exam, and has been registered with the Securities and Exchange Commission (SEC) since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
02/19/2008 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
VA
04/02/2007 - 02/25/2008
MORGAN STANLEY & CO., INCORPORATED (RESTON VA)
VA
07/30/1999 - 04/02/2007
MORGAN STANLEY DW INC. (RESTON VA)
GA
06/21/1999 - 08/30/1999
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
NA
05/14/1999 - 06/07/1999
SUNTRUST EQUITABLE SECURITIES
VA
11/04/1994 - 05/13/1999
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NC
01/04/1988 - 10/25/1994
KEYSTONE DISTRIBUTORS, INC. (CHARLOTTE NC)
IA
Issued 04/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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