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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Ellen Fiflis is a financial advisor with Cetera Investment Advisers LLC. Mary Ellen has been in the financial services industry since 2007 and is registered to provide investment advice and securities brokerage services in both Kentucky and Illinois. Mary Ellen has experience working with a range of clients, including individuals, corporations, charitable organizations, and pension plans. She specializes in financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
12/22/2023 - Present
Cetera Investment Advisers LLC (LEXINGTON KY)
IL
12/18/2007 - 12/06/2023
PRINCIPAL SECURITIES, INC. (DOWNERS GROVE IL)
IA
Issued 2/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/7/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 6/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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