Unclaimed
Mary Ellen Faust is a financial professional with extensive experience in the industry. Faust is currently registered with PFS Investments Inc. and has been in the industry since 2006. Faust holds a Series 6, Series 63 and Series 6TO. Faust specializes in investment company products and variable contracts and has been registered in Arizona, California, New York and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AZ
05/19/2022 - Present
PFS Investments Inc. (TUCSON AZ)
AZ
04/18/2006 - 12/06/2011
PFS INVESTMENTS INC. (TUCSON AZ)
BC
Issued 06/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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