Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Ellen Cardenas is a financial advisor with over 30 years of experience in the financial services industry. Cardenas is currently registered with LPL Financial LLC and has been with the firm since 2012. She has a broad range of experience working with a variety of clients, including individuals, families, businesses, and institutions. Cardenas has a strong understanding of the financial markets and provides personalized financial advice and investment management services. Her previous roles have included positions with NYLIFE Securities LLC, Morgan Keegan & Company, Inc., and LINSCO/Private Ledger Corp. Cardenas holds several professional designations, including Series 6, 7, 8, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/30/2024 - Present
LPL Financial LLC (SUGAR LAND TX)
TX
05/09/2012 - 08/02/2016
LPL FINANCIAL LLC (HOUSTON TX)
TX
09/13/2011 - 05/14/2012
NYLIFE SECURITIES LLC (HOUSTON TX)
TX
05/15/2006 - 08/16/2011
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
TX
01/06/2006 - 05/18/2006
LINSCO/PRIVATE LEDGER CORP. (HOUSTON TX)
MO
03/05/2004 - 06/15/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/31/1993 - 03/31/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/20/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/18/1986 - 05/26/1988
ADVANTAGE CAPITAL CORPORATION
IA
Issued 01/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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